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Looking for a Corporate,
Commercial or Securities

Consultant / Expert Witness / Adviser?

Serving Clients throughout Florida and beyond from the Tampa Bay Area 

Business Consulting & Advisory Services

Jack Kiefner Business Consulting & Advisory Services,

advises clients on securities compliance and complex regulatory issues, regarding among other things, public filings, private placements, administrative investigations, industry employment law, and restrictions on trading by corporate affiliates and insiders. The firm advises a broad spectrum of transactions from complex offerings by experienced issuers to initial offerings by start-up companies.

Florida, Federal and Blue Sky Securities Complaints, Investigations, Public and Private Offerings, Industry Employment and other Issues, & Corporate Consulting and Expert Witness Services Law Firm

The office provides consultation and advice in many different types of corporate and individual persons including the following:

Small and Medium Businesses Including Startups
Corporate Transactions of All Types
Broker, RIA's and compliance
Underwriters
Placement Agents

Securities Issuers, Sellers and Purchasers
Investment Bankers
Institutional Purchasers in Public Offerings
and Private Placements  

Our Team also advises regarding securities and corporate matters as to rights and remedies involving registered broker-dealers, registered investment advisers, and their agents as well as private issuers and their unregistered selling agents. The firm consults with broker-dealers, individual brokers, investment advisers, wholesalers and others who are the subject of complaints, investigations, disputes, and litigation brought by private investors as well as by federal and state governmental agencies and self regulatory bodies.

The firm also provides advisory/consulting/expert witness services in a variety of securities forums.

Unique expertise in securities and business services with
over 50 years experience as attorney specializing in a broad range of business matters.

  • Securities, complaints and investigations
  • Business formation and comprehensive corporate services
  • Public and private securities transactions
  • Employment disputes in the Financial industry

The team primarily focuses on the following areas of practice:

  • Mergers, Acquisitions, Business combinations and General Corporate Matters
  • Securities, Complaints and Investigations in State, Federal and Self Regulatory Forums
  • Business Formation and Corporate Services Comprehensive
  • Public and Private Securities Transactions
  • Employment Disputes in the Financial and Related Industries